Job Description:

Job Title Surveillance – Private Bank Surveillance Compliance Officer

Corporate Title Associate

Location Jacksonville, FL

Overview

Compliance is seeking an Analyst within the Private Bank Surveillance team to monitor and investigate trading related activities. The primary function of the role is detecting, monitoring, examining, and investigating trading activities of Deutsche Bank Private Bank (PB) to identify possible violations of market abuse and of the Firm’s Trading Policies.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

• Educational resources, matching gift and volunteer programs

What You’ll Do

• Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies

• Perform research and investigations to identify the reason for potential violations

• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements

• Work with members of the Firm’s Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issues

• Liaise with Information Technology and Senior Management in the development, review, and testing of surveillance models

• Work on ad-hoc Surveillance Projects as needed

Skills You’ll Need

• Moderate relevant work experience in regulatory, audit, compliance, risk, surveillance, or equivalent

• Minimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experience

• Knowledge/experience with financial markets and an array of financial products (including stocks, bonds, derivative products); Knowledge of Wealth Management a plus

• The ability to prioritize and communicate effectively across multiple teams and functions

• Self-motivated, proactive and ability to take initiative

Skills That Will Help You Excel

• Excellent verbal communication and written skills

• A proactive approach to tasks and responsibilities

• Ability to multi-task effectively and handle change well

• Advanced PowerPoint and MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)

• Team player with great attitude, interpersonal skills, and strong work ethic

Expectations

It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $54,000 to $77,400. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life

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Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.