Senior Director, Head of Financial Crime Advisory - Capital Markets / Global Asset Management UK & Europe
RBC
Job Description
What is the opportunity?
You will be the Head of Financial Crime Advisory for the Capital Markets and Global Asset Management (GAM) businesses across UK and Europe.
This role requires 4 days in the office.
What will you do?
Manage the Financial Crime Advisory Function for Capital Markets and GAM across UK and Europe
Lead and ensure development of Financial Crime policies (which includes Anti-Money Laundering, Sanctions, Anti-Bribery & Corruption, Prevention of Facilitation of Tax Evasion and Proliferation Financing) for Capital Markets UK & Europe and GAM UK & Europe, as required, in order to address Financial Crime risks
Maintain RBC’s relationship with UK and European regulatory bodies to ensure lines of communication are open and guidance is sought, as required
Delegate for the UK SMF-17 (MLRO), where required
Manage and guide FTE in executing their obligations and act as escalation / referral point for complex issues requiring resolution
Interpret Financial Crime draft regulations, legislation and guidance, and work with the first line of defence to implement effective and efficient control frameworks
As second line of defence, provide effective challenge and oversight over the Financial Crime regulatory compliance controls operating in the first line of defence
Act as an RBC representative on industry discussions with respect to proposed guidelines and regulations, ensuring RBC’s requirements are taken into account to the extent possible
Ensure Financial Crime risks / requirements are considered, addressed, and mitigated, prior to roll-out of new products and services.
What do you need to succeed?
Must-have
In-depth knowledge of UK, EU and international laws and regulations related to Financial Crime Compliance
In-depth business and product knowledge of Capital Markets and Asset Management, including relevant policies and industry best practices related to Financial Crime Compliance
Robust and extensive prior experience in Capital Markets Financial Crime Compliance or previous MLRO positions held in the Capital Markets sector
Very good awareness of global initiatives and frameworks related to Financial Crime Compliance
Advanced communications skills (both written and verbal)
Strong People Management skills.
Nice-to-have
ICA / ACAMS Professional Qualification
Securities Regulation Professional Qualification.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.
Job Skills
Anti-Money Laundering (AML), Business Perspective, Client Counseling, Communication, Decision Making, Financial Regulation, Interpersonal Relationship Management, Operational Integrity, Organizational Governance, Strategic ThinkingAdditional Job Details
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Inclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.