Member of the European Capital Markets Compliance team, with responsibility for supporting the Director, Capital Markets Compliance initiatives in supporting with the delivery of enhancements to the RBC EG Compliance risk assessment process, control framework and Compliance monitoring programme..

Responsibilities include:

• Supporting the mapping of specific Securities Trading Act and other related regulatory requirements to existing controls operating within the RBC EG entity;
• Supporting the analysis of effectiveness of mapped controls, identifying control gaps and proposing opportunities for enhancement to ensure mitigation of the risk of Securities Trading Act and other regulatory requirements;
• Working with both 1LOD and 2LOD colleagues to agree remediation actions should any enhancements to the control framework be identified;
• Supporting implementation of new controls;
• Contributing to enhancements to ensure sustainability of the control framework and risk assessment longer term;
• Supporting in the design and implementation of an enhanced Compliance monitoring programme for RBC EG .

The primary purpose of the role is to the support the above activities in respect of RBC EG, however other activities to support the broader CM Compliance team may be also be required.

Job Skills

Audits Compliance, Communication, Critical Thinking, Data Gathering Analysis, Decision Making, Detail-Oriented, Effective Written Communication, Financial Regulation, Industry Knowledge, Interpersonal Influence, Oral Communications, Organizational Tasks, Priority Management, Proactive Behavior, Product Services, Risk Management, Strategic Thinking, Time Management

Additional Job Details

100 BISHOPSGATE:LONDONLondonUnited Kingdom35Full timeCHIEF LEGAL & ADMIN OFFICE GRPContract (Fixed Term)Salaried2026-03-112026-03-18

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.