Director, Global Markets Supervision
RBC
London, UK
Job Description
What is the opportunity?
RBC are seeking a Director to join our London office. In this position, you will support the interpretation and implementation of key regulations and policy initiatives alongside evolving the GM Europe 1LOD (First Line of Defense) procedures framework. By partnering with Business Heads and Functional Partners, you will drive the efficiency and effectiveness of our business control environment and operating models. Additionally, you will support the governance framework and ensure robust regulatory and audit evidence, including management reporting, to uphold adherence to internal policies and procedures.
What will you do?
Partner with Compliance and Law Group to keep abreast of regulatory change and guidance considering the impact on the Global Markets Europe business and communicating / implementing as appropriate
Ensure relevant regulatory and policy requirements are considered against key strategic initiatives and discussed with Global Markets Europe Leadership
Evaluate and review the on-going effectiveness of implemented policies and identify / remediate any gaps
Maintain and evolve desk procedures and other appropriate business documentation including KPIs and Management Information
Support an effective governance framework to ensure SMFs receive timely escalation and information
Support 1LOD training on relevant policies and procedures
Identify opportunities to simplify and standardise processes related to regulations and policies
Support an effective control environment to adhere to internal policies and external requirements, taking a Leadership role to partner with second line of defence functions
Engage in ad hoc projects and initiatives across the business as required
Proactively identify operational risks / control deficiencies in the business
Review and comply with Firm Policies applicable to your business activities
Escalate operational risk loss events, control deficiencies, and risks that you identify to your line manager and the relevant risk and control functions promptly.
What do you need to succeed?
Must-have
Extensive experience within a Front Office Global Markets supervision role
Deep knowledge of regulatory policy and change
Experience of 1LOD training, policy and procedures
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
Leaders who support your development through coaching and managing opportunities
Opportunities to work with the best in the field
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.
Job Skills
Additional Job Details
Address:
City:
Country:
Work hours/week:
Employment Type:
Platform:
Job Type:
Pay Type:
Posted Date:
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.