United States - New Jersey, United States - North Carolina, United States - Tennessee

Compliance, Risk

Group Functions

Job Reference #

296918BR

City

Nashville, Raleigh, Weehawken

Job Type

Full Time

Your role

Do you want to prevent criminals and terrorists from abusing the financial and legislative systems? Are you the type of who likes to do the right thing? Do you know how to maintain independence and objectivity?

We are looking for someone who can:

• review higher and high risk client relationships to ensure that client due diligence is complete and accurate, and whether or not the client's actual activity was consistent to the client's expected activity
• escalate negative news, unusual activity, or any other items identified during the review
• assist in the ongoing maintenance of the Customer AML Risk Rating Tool
• complete UBS's annual BSA/AML/OFAC training

Your team

As a Financial Crime Prevention Periodic KYC Review ("FinCrime PKR") Analyst, you will be working with the Americas Financial Crime Prevention Team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing.

Your expertise

• 4 year college degree or international equivalent
• ideally 3+ years of AML experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or relevant post-graduate degree such as a MBA or JD
• prior experience with client reviews, investigations or internal audit is preferred
• regulatory experience in the securities industry is an advantage
• Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus
• excellent report writing skills with the ability to communicate risks in an effective way to all levels of seniority (required)
• analytical and able to provide practical solutions and prioritize a diverse workload with multiple deadlines
• capable of changing directions based on business demands
• results oriented and assertive (you do not shy away from challenging situations)
• fluent in Spanish or Portuguese (preferred but not required)

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.