Regulatory Reporting - Governance
UBS
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United States - Tennessee
Operations
Investment Bank
Your role
Do you have strong data analytics skills? How about experience with risk and controls? Do you want every day to be different?
Do you enjoy working in a nimble and challenging team to develop and deliver solutions to various challenges across divisions?
We’re looking for someone like this to work within the regional Regulatory Transaction Reporting (RTR) team supporting governance and quality assurance.
• Governance activities – Ensure RTR (Regulatory Transaction Reporting) US is adhering to the RTR Risk Framework by performing governance activities timely and accurately. This includes preparing metrics information accurately and timely for management, tracking and updating production issues appropriately, preparing evidence for ICAP attestations that represent adherence to KPCs related to Regulatory Transaction Reporting and updating and reviewing internal documentation as required.
• Change governance activities – Ensure RTR is working within the RTR Risk Framework and Governance activities are performed timely and accurately. Support the ongoing efforts around better monitoring and awareness of RTR impacts from systems enhancements throughout deal stores and CSTR
• Project Management activities – Assisting with end to end support around RTR initiatives including conducting initial impact analysis, tracking for deliverables and following up with management and RTR staff. Provide ideas and execute on process improvements in the quality assurance area to enhance productivity and efficiency.
• Gain a full understand the impact of the CFTC and Canada regulatory impacts on real-time and PPD reporting for the various asset classes within derivatives. Contribute to efforts related to upcoming Regulatory changes
• Quality Assurance onshore support – Assisting with oversight of 'CAT' and Direct control testing, performed by our offshore Poland team.
Job Reference #
313747BR
City
Nashville
Job Type
Full Time
Your team
The Regulatory Transaction Reporting Team - Governance, within Investment Bank (IB) Operations is based in Nashville and represents the US-based team that works closely with RTR functions for the Americas regulators, including CFTC, Canadian regulators and the SEC. We work with our global Governance teams along with other internal stakeholders including, Integrated Middle Office teams, Regulatory Maintenance teams and Compliance.
Your expertise
• A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management
• Experienced in audit / operational risk and control / operations in the financial services industry
• Knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage.
• Strong analytical skills and attention to details.
• Inquisitive with analytical and risk-aware mind-set
• Excellent communication skills verbally and in writing.
• Excellent management reporting skills.
• Able to multi-task and good problem solving skills
• Team-oriented, while able to complete tasks independently
• Fluent in English
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Regulatory Reporting - Governance | UBS - Experienced professionals - job boards
This job is no longer accepting applications
See open jobs at UBS.See open jobs similar to "Regulatory Reporting - Governance" Wall Street Friends.