Do you have a strong interest in ETFs and mutual funds? Do you want to support the growth and innovation in ETFs and mutual funds? Do you enjoy learning about new and innovative investment ideas?

We are looking for someone who can:
• Support the onboarding due diligence and ongoing product management, including monitoring, of ETFs and mutual funds offered by UBS Global Wealth Management U.S.
• Develop and maintain relationships with ETF and mutual fund issuers
• Administer key internal controls to help manage regulatory risks
• Manage investigations pursuant to senior management and regulatory inquiries
• Provide secondary support in other areas of team responsibilities pertaining to closed-end funds, Unit Investment Trusts, and special projects and initiatives

Job Reference #

311684BR

City

Weehawken

Job Type

Full Time

Your team

You will be a member of the only truly global wealth management organization. This role resides in the Investment Manager Analysis Group of the Chief Investment Office and Investment Solutions department (CIO & IS) for UBS Global Wealth Management U.S. Our mission is to provide UBS Financial Advisors independent and objective advice, guidance, and research in selecting separately managed accounts, mutual funds, ETFs, closed-end funds, and UITs. We equip advisors with high conviction ideas and intellectual capital to support client conversations and investment decisions.

Your responsibilities will include performing due diligence, product management, data analysis, and communication with stakeholders including asset managers and UBS financial advisors. You will work closely with your team, other teams within UBS, product issuers, and service providers within financial markets to become a subject matter expert on ‘40 Act Funds and autonomously on industry leading initiatives.

Your expertise

• At least 3-5 years of experience working with ETFs, mutual funds, alternative investments, or SMAs
• Understanding of ETFs, mutual funds, portfolio construction, investment strategies, and financial markets across asset classes
Soft Skills
• Very strong attention to detail which is reflected in work produced and communications with internal/external stakeholders
• Ability to manage multiple projects and manage deadlines in a dynamic environment
• Desire to learn all aspects of the team’s diverse functions through cross training
• Desire to grow in role by learning and teaching with the goal of becoming a subject matter expert
• Skilled at initiating, nurturing, and developing strong interpersonal relationship
• Exceptional analytical skills and proficiency with Excel (e.g., PowerQuery) and Microsoft Office applications
• Strong critical and analytical thinker who can build an investment recommendation based on facts
• Knowledge of investment-related statistics
• Excellent communicator with great presentation skills
• Experience with Morningstar, Bloomberg, FactSet, Aladdin, and other data vendor services preferred
• Bachelor’s degree in business, finance, or a quantitative discipline preferred
• Progress towards or completion of MBA, MS, JD, CFA, FRM, CAIA
• Series 7 and 66 licensed or ability to acquire within 60 days post start date
• Previous due diligence experience preferred but not required

*LI-UBS

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.