Home Office Supervisory Officer

United States - New Jersey

Risk

Global Wealth Management

Your role

Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can:
• act as a supervisory and operational risk control subject-matter expert for a centralized group supervising daily trade activity, supporting them in managing risk
• perform first-line-of-defense activities in relation to consequential risks
• ensure risk frameworks are designed well and operating effectively
• deliver monthly reports that shed light on risk profiles of market areas in reference to daily trade reviews
• provide business management with controls, tools, frameworks , information and insights required to manage risk

Job Reference #

317871BR

City

Weehawken

Job Type

Full Time

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

Your team

We are a collaborative central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.

Your expertise

You have:
• a Bachelor’s degree
• ideally 3 plus years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
• FINRA Series 7, 66, 9& 10 (or equivalent) required
• FINRA Series 3 and Life Insurance and Variable Annuities licenses preferred

You are:
• analytic, with the ability to provide practical solutions for minimizing risk
• result-oriented and assertive (you don’t shy away from challenging situations)

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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