Client Onboarding Specialist

United States - Tennessee

Operations

Investment Bank

Your role

Are you organized and detail oriented? Do you see opportunity when faced with a challenging problem, and are you willing to deep dive to identify solutions and deliver results?

We're looking for someone like this to:

•Support the Ready-to-Trade processes across global markets and multiple asset classes
•Provide a critical service for our business partners, ensuring that all information provided for new client relationships is corroborated with supporting documentation as required by local laws, regulations and UBS internal policies
•Manage competing priorities between internal and external stakeholders
•Develop a deep understanding of UBS Investment Bank products and services
•Be an active risk manager, recognize the factors that impact risk ratings and due diligence requirements
•Recommend, develop, and implement solutions to complex problems in an effort to continuously improve our processes and services
•Develop an understanding of the regulatory requirements within the framework of our processes and obligations
•Appropriately escalate issues to management, compliance, and the business
•Appropriately handle sensitive and confidential information

Job Reference #

320019BR

City

Nashville

Job Type

Full Time

Your team

You will be part of the Investment Bank (IB) Client Onboarding team. Our team plays an important role in the success of multiple lines of business and has a direct impact on the reputation of UBS. Our team offers a unique opportunity to build relationships across multiple IB functions and establish partnerships with internal credit, legal, compliance, and operations teams.

Your expertise

•Ideally a Bachelor of Arts degree in Finance, Business, Legal Studies, and/or similar discipline
•Ability to analyze client information and documentation to facilitate account opening
•Possess an understanding of rules, regulations, and regulatory requirements (BSA / US Patriot Act / OFAC / Dodd Frank)
•Exceptional written communication
•Knowledge of investment bank products and industry trends

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Client Onboarding Specialist | UBS - Experienced professionals - job boards