United States - New York

Investment Banking, Operations, Risk

Investment Bank

Your role

• Serving as the NFR subject matter expert for Americas ICLS, identifying and assessing regulatory and operational risks across the Client Lifecycle Management in the IB
• Driving sustainable remediation strategies and partnering with ICLS teams to close risk issues.
• Coordinating with global teams to monitor and report on risk remediation progress.
• Leading and supporting internal / external audits, ensuring timely, high-quality responses across AML/KYC and related regulatory domains.
• Managing risk governance forums, including preparation of high-impact risk decks and tracking of resulting actions.
• Delivering closure packs for NFR issues in collaboration with cross-functional teams.
• Championing automation and AI-driven solutions to enhance NFR management capabilities.

Detailed salary information:
• New York: the salary range for this role is $151000 to $194000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Job Reference #

329696BR

City

New York

Job Type

Full Time

Your team

You’ll be part of the IB Ops ICLS Risk & Control team based in New York City, working closely with Compliance, Internal Audit, FinCrime, Legal, and Regulatory stakeholders, as well as internal partners across the IB and ICLS organization.

Your expertise

We’re looking for:
• Proven experience (10+ years) in banking or consultancy, with deep knowledge of NFR frameworks, AML/KYC, and US regulatory environments.
• Strong audit management, stakeholder engagement skills and influencing senior stakeholders.
• Exceptional analytical and organizational capabilities, with a high attention to detail.
• Skilled in using automation and business intelligence tools including Alteryx, Power Suite, Power BI, Tableau, SharePoint, and AI technologies.
• Track record of delivering process improvements and projects to deliver data-driven Non-Financial Risk assessments.
• Consultancy skills, experience in conducting analysis and delivering high-impact outputs; is considered an asset.

You Are:
• A confident communicator and relationship builder.
• Results-driven, with a strategic mindset and hands-on execution ability.
• Comfortable navigating complexity and driving clarity in risk environments.
• Skilled at working independently and thrive as a collaborative member of a team or POD structure

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Salary information

US Only: The expected salary range for this role is $151000 to $194000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.