United States - Tennessee

Investment Banking

Investment Bank

Your role

Do you have an understanding of supervisory or operational risk and control? Do you have an analytical mind and strong attention to detail? Are you passionate about working in a dynamic environment, working on multiple tasks within a global team to challenging deadlines and providing innovative solutions to problems?


We are looking for someone who meets this description who can support the IB Americas region in its supervisory activities, specifically to:

•run daily controls to identify ageing Supervision exceptions, and proactively address and manage to keep the volume of exceptions below threshold
•manage the Supervisory Control Portal (SCP) tool and contribute to the development of the tool and supervision processes
•provide daily support for SCP processes including queries from and interaction with supervisors, business management, control functions and audit/regulators
•act as a local point of contact within IB BRM Americas, working closely with the business, our logistics and control partners across a broad spectrum of supervisory objectives
•perform Key Procedural Controls, test and monitor the delivery of the front to back control environment by driving best practice for controls design and operating effectiveness
•deliver Front Office SCP training to Supervisors: setting up and training new Supervisors
•work collaboratively with Investment Bank COO team to ensure the effective execution of supervision responsibilities, participating in the relevant COO forums where appropriate
•take an active role in change initiatives working closely with stakeholders across the Investment Bank COO and other functions globally

Detailed salary information:
• Nashville: the salary range for this role is $60000 to $68000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Job Reference #

331327BR

City

Nashville

Job Type

Full Time

Your team

You will be working in the Business Risk Management team, based in Nashville. We are part of the IB's first line of defense primarily supporting the Investment Bank in managing its Supervisory & Operational Risk frameworks. The team is responsible for embedding and maintaining these frameworks to manage the IB Front Office risk environment and deliver related change projects.

Your expertise

•a degree or professional education equivalent, with prior experience in a control, logistics function or a business management support role.
•strong presentation and organizational skills with an ability to effectively interact with global colleagues at all levels
•a strong work ethic with demonstrated ability to handle multiple priorities and deliver to deadline
•proven analytical and problem solving skills, with high attention to detail.
•proficiency in MS Excel, Power Point. Knowledge of Alteryx is an advantage
•able to work under pressure and prepared to take ownership of tasks assigned
•comfortable working independently, as well as in a collaborative environment, with sound judgment for when to escalate issues

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

US Only: The expected salary range for this role is $60000 to $68000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.